Compliance Program Manager
CatenaAgentic Finance company
New York, United StatesManager
Acrew Capital
Breyer Capital
General Catalyst
QED Investors
Oak HC/FT
a16z crypto
Legal & Compliance
About the role
TL;DR
Manages compliance programs for a trust bank, focusing on fiduciary, third-party risk, and affiliate transactions.
- •The Compliance Program Manager helps build the compliance backbone of Catena Trust Bank.
- •Reporting to the Chief Compliance Officer and partnering closely with the Chief Trust Officer, the Program Manager operates core elements of the Compliance Management System and leads its fiduciary, third-party risk, non-BSA compliance, and affiliate-transaction programs
- •in one of the most novel regulated environments in financial services.
- •Key Responsibilities Help stand up and run the Trust Bank’s Compliance Management System under the Chief Compliance Officer.
- •Lead fiduciary compliance across the Trust Bank’s custody, investment management, and trust activities.
- •Operate the third-party risk management program across the vendor lifecycle, including oversight of affiliate-provided services.
- •Administer affiliate transactions across intercompany activity
- •governed by CTB’s Affiliate Transactions and Third-Party Risk Management policies, supported by written market-terms analysis, and subject to Sections 23A and 23B of the Federal Reserve Act and Regulation W.
- •Requirements 5+ years in compliance at a bank or trust company, ideally with some fiduciary and trust compliance experience under 12 C.F.R.
- •Part 9 and/or general non-financial crimes compliance.
- •Strong command of a bank Compliance Management System and second-line oversight
- •risk assessment, monitoring and testing, issue management, and reporting.
- •Exceptional writing, with comfort drafting policies, procedures, and Board materials.
Required skills
Compliance ManagementRisk ManagementProgram ManagementContract ManagementVendor Management
Nice-to-have skills
AWSGoogle CloudAzureTerraformDockerKubernetesCI/CDPythonJavaScriptSQL
Domain expertise
fintech
Tech stack
PythonJavaScriptSQLBashReactNode.jsDjangoFlaskFastAPISpringExpressRuby on Rails.NETPandasNumPySparkAirflowdbtTableauPower BILookerSnowflakeDatabricksFivetranDagsterPrefectApache KafkaApache FlinkTensorFlowPyTorch
