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Director, Compliance Product Advisory
UpgradeNeobanking company
United StatesDirector
DST Global
Ribbit Capital
Neuberger Berman
LuminArx Capital Management
Santander Group
Koch Disruptive Technologies
Legal & Compliance
About the role
TL;DR
Provide compliance and risk advice for new product development.
- •Upgrade Compliance is seeking a Director to join its Compliance Advisory function.
- •You will work collaboratively with Upgrade’s Product and Legal teams providing advice on compliance and risk matters as new products and product enhancements are developed.
- •This position has significant potential to scale as Upgrade continues to grow.
- •Key Responsibilities Provide compliance and risk management input throughout the entire design, development, and implementation of new Upgrade products and services.
- •Develop creative solutions that allow the business to innovate while still maintaining consumer compliance and effective risk management.
- •Evaluate regulatory risk, both existing and potential regulatory changes, within a given product framework.
- •Supply guidance during the development and review of various company-wide compliance policies and procedures.
- •Provide key risk and compliance reporting to executive and board leadership.
- •Requirements 10+ years of consumer financial services compliance experience.
- •Experience in mortgage, HELOC, or dedicated home improvement lending is required.
- •Ability to execute in a fast-paced, technology-driven environment.
- •Excellent verbal and written communication skills and the ability to effectively shift communication styles based on audience.
- •Solid project management, critical thinking and analytical skills.
Required skills
Compliance ManagementProject Management
Domain expertise
fintech
Benefits & perks
Competitive salary and stock option plan, Paid coverage of medical, dental, and vision insurance, Flexible PTO, Opportunities for professional growth and development, Paid parental leave, Health & wellness initiatives