Registered Client Associate
D.A. DavidsonInvestment Banking company
Seattle, United StatesMid
Sales & Account Management
About the role
TL;DR
Provide exceptional customer service and support client accounts.
- •We are seeking an exceptional individual to join a dynamic team in our Seattle office.
- •This role requires attention to detail, client service skills, and integrity.
- •Key Responsibilities Provide professional customer service and support client satisfaction.
- •Adhere to Branch, Firm and Compliance policies.
- •Review, maintain and process account documents and information.
- •Assist with financial plans for current and prospective clients.
- •Facilitate the transfer of client funds and/or securities.
- •Requirements Successful completion of the SIE, Series 7, and Series 66 exams or ability to obtain licensing.
- •Knowledge of the securities industry and its products.
- •Previous experience as a Registered Client Associate preferred.
- •Post-Secondary education preferred.
- •Solid technology skills including Microsoft Word, Excel, and Outlook.
Required skills
Excel
Nice-to-have skills
CRM
Domain expertise
fintech
Benefits & perks
Medical, Dental and Vision, Company 401(k) and ESOP contribution, Generous sick, vacation, and maternity/parental leave, Paid holidays, Professional Development Opportunities, Tuition Reimbursement ($15,000 lifetime cap), Discounted personal insurance including home, auto and recreational vehicles, Charitable gift-matching program, Davidson Day of Giving
Tech stack
ExcelCRM