Compliance, Trade Surveillance Associate
CoinbaseCryptocurrency Exchange company
Remote$108,630 - $127,800 USDMid
Andreessen Horowitz
Union Square Ventures
Ribbit Capital
Tiger Global Management
Y Combinator
IVP
Legal & ComplianceNew
About the role
TL;DR
Monitor trade activity and investigate violations for a regulated contract market.
- •As a Trade Surveillance Associate in the Market Regulation Department of Coinbase Derivatives, LLC (CDE), you'll help ensure the integrity of Coinbase's CFTC-registered designated contract market by monitoring trade activity and investigating potential violations.
- •Key Responsibilities Investigate potential trade practice violations by CDE participants.
- •Analyze alerts generated by CDE's trade surveillance system.
- •Produce investigative reports documenting observations, findings, and assessments.
- •Deliver updates and presentations on trade activity to leadership.
- •Identify patterns and trends across surveillance data to recommend process improvements.
- •Requirements 3+ years of experience in market and trade surveillance for regulated entities.
- •Sound understanding of market fundamentals, derivatives trading, and investigative techniques.
- •Ability to apply CFTC regulations and exchange rulebooks to trading scenarios.
- •Demonstrated ability to produce clear investigative reports and presentations.
- •Experience managing multiple concurrent investigations and regulatory deadlines.
Required skills
SQLPython
Domain expertise
fintechcrypto
Tech stack
PythonSQL
